james mcdonald hercules investments wife

2023 CNBC LLC. But I think that the market will rebound and potentially finish the year slightly higher. And when we look at unemployment now, we say its recovered, but the recovery hasnt brought sufficient growth. Below are the states with which the firm you selected makes its notice filings. Moneys thrown into the stock market, not just big caps, theres a whole surge of investing that weve seen, maybe with the beginning of the online trading movement, where there are pockets of individual investors who have moved into investing in a way that is creating tons of frothiness. One hundred million viewers are expected to tune into Sundays Super Bowl between the defending champion Kansas City Chiefs and Tampa Bay Buccaneers. We want to hear from you. Previously, McDonald was of counsel to Gary, Williams, Parenti, Watson & Gary, P.L.LC. Very few recessions and market collapses have recovered in the time period that we saw in 2020. GESCO combines international experience and quality standards with modern technologies and opportunities and local professional service. McDonald also allegedly raised over $3.5 million for securities trades through . In a parallel action, the United States Attorneys Office for the Central District of California announced criminal charges against McDonald. The complaint also alleges that McDonald commingled the investor funds with Herculess assets and his personal assets, and used $440,000 of those funds for personal expenses, including to pay his personal credit card bills. So, I got to root for Tom Brady because any 40-plus football player is one I admire. Ainslie Simmonds Vision for Pershing X, a Startup Out to Replace Advisor Tech Stacks, Economist Jason Furman Explains How Inflation Snuck Up on Us and Whats Ahead in 2022, A Mountaineer CEO Talks Infinity Multiples, Thrill-Seeking, and How Advisors Need to Change, Modern Slavery Act Transparency Statement. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Get 5 free searches. And so, the gains that weve seen have come based on an enthusiasm and optimism placed across the entire market. And while recognizing that each investors needs are distinct, on balance what percentage of a portfolio should this comprise? - Strategies to profit from a stock market decline To what extent do multiples deserve to be elevated given ultralow interest rates? James McDonald Current Workplace Hercules Investments Location 633 W 5th St Ste 6770, Los Angeles, California, 90071, United States Description Read More Industry Finance General Finance Discover more about Hercules Investments James McDonald Work Experience and Education Work Experience Chief Investment Officer Vishnu Wealth Management 2017-2019 Of course, like most of the people brought on by CNBC to explain how the market will react to certain things (like talking heads on any subject on any 24-hour news channel), being generally right about those things was not a booking requirement. McDonald, who lived in the Los Angeles suburb of Arcadia, is believed to be in hiding, the statement said. We are partnering with Nasdaq to put Nasdaq 100 Volatility Index (VOLQ) into our portfolio in a way where investors who have realized great gains from tech can rest assured knowing that in the event of a potential market downturn, our fund will be able to sustain the impact of a declining market and should provide upside. Or before an SEC investigator. With this risk in the market, many individual investors have to count on either continued paid stimulus or continued paychecks and loans for small business relief. The Hercules investment team features investment professionals averaging over 20+ years of experience . James McDonald from Hercules Investments, and James Camp, Eagle Asset Management director of strategic income and managing director of fixed income, join 'The Exchange' to discuss the impact . It wasn't immediately clear whether he had an attorney who could speak on his behalf. I played semi-pro football for 12 years. With only a few times in history have we had a gap even approaching these levels of GDP growth, equity market prices, corporate profits, equity market prices and PE ratios. The Securities and Exchange Commission today announced the filing of a civil injunctive action against James Arthur McDonald, Jr. and his SEC-registered investment adviser firm, Hercules Investments, LLC in connection with two fraudulent securities offerings. WealthManagement.com Staff | Nov 05, 2020. . For more information, please visit: https://hercules-investments.com/hercules-public/index.html, Media Contact The United States Securities and Exchange Commission subpoenaed McDonald to testify before it in November 2021, but without advance notice he failed to appear as required. We are able to provide uncorrelated growth, meaning our strategies do not depend on equity markets continuing to rise in order to accomplish gains. James Arthur McDonald Jr., 50, ran two Los Angeles-based investment firms called Hercules Investments and Index Strategy Advisors. Check out what's clicking on Foxnews.com. Arcadia Man Charged with Securities Fraud for Stealing Client Funds and Concealing His Investment Firms Massive Financial Losses [press release]He appeared as a financial expert on TV. Quant Research-Driven Investment Strategies For Investors Seeking Active Portfolio Management. Mutual Fund and ETF data provided by Refinitiv Lipper. This inflation will cause interest rates to rise in the medium term or long term and the necessary pullback in the markets will be a result of investors taking risk off the table. James McDonald, CEO and Chief Investment Officer of Hercules Investments, will serve as Portfolio Manager of the Hercules Fund. scott@strategyvoiceassociates.com, Internet Explorer presents a security risk. The United States Securities and Exchange Commission subpoenaed McDonald to testify before it in November 2021, but - without advance notice - he failed to appear as required. Volatility itself could be owned through a number of securities. Hercules' portfolios are designed to achieve aggressive gains whether markets are rising or falling. James McDonald from Hercules Investments and James Camp, Eagle Asset Management director of strategic income and managing director of fixed income, discuss the impact of the $1.9 trillion. LOS ANGELES, Oct. 10, 2019 /PRNewswire/ -- Award-winning derivatives investment management executive James A. McDonald, Jr. today announced that he has launched Hercules Investments LLC,. https://www.wealthmanagement.com/sites/wealthmanagement.com/files/logos/Wealth-Management-Logo-white.png. All rights reserved. Because in addition to unemployed, he can also now call himself whistleblower.. Employment levels have increased slightly, but we are artificially keeping our economy going with stimulus checks and obviously all of the Feds actions. Hercules Investments was founded by James McDonald, who previously was founder and CEO of Index Strategy Advisors. Ryan Thomas Gosling (born November 12, 1980) is a Canadian actor. To ensure the most secure and best overall experience on our website, we recommend the latest versions of, https://us02web.zoom.us/webinar/register/WN_guvDkdmgQcy4-HcSuTnb1Q, https://hercules-investments.com/hercules-public/index.html. In this episode, David Armstrong, editor-in-chief at WealthManagement.com, talks to Hercules Investments James McDonald. With the Super Bowl around the corner, who do you want to win and who do you think will win? PHILADELPHIA COP WHO SHOT UNARMED BLACK MOTORIST BEGINS TRIAL. Having traded more than $10 billion worth of options in his 26-year career, McDonald says speculative excess is rampant, citing bitcoin, the SPAC boom, Reddit/GameStop, and elevated valuations. Fair question. In 2005 he purchased the Houston Wolverines (the Texas Wolverines today), a semi-pro football team, and played for 13 years. Today, James not only discusses all things volatility but also explains different risk-related techniques professionals can use to keep clients comfortable with their portfolios in the market.. or redistributed. He last appeared on the network in July 2021. McDonald falsely represented that investor funds would be used to expand Herculess business, lied about the firms financial condition, and failed to disclose that he had promised Hercules clients that the firm would repay earlier losses. Do you still have a 15,000 target on the Dow? And, now that you, the Justice Department and the SEC mention it, a lot of his stories sound a bit hard to believe. By Greg Bartalos February 05, 2021 James McDonald (Courtesy photo) One hundred million viewers are expected to tune into Sunday's Super Bowl between the defending champion Kansas City Chiefs and Tampa . The SEC's complaint alleges that McDonald raised over $3.6 million from investors between May 2019 and October 2021 for the stated purpose of trading securities through an investment vehicle called the Index Strategy Advisors Fund, and that McDonald used less than half those funds for trading and did not engage in any trading with the funds for long stretches of time. There are hundreds of companies in the small cap space that dont have the cash to pay their debt. Do you have your eyes on any team per se? Quotes displayed in real-time or delayed by at least 15 minutes. A man who ran two California-based investment companies and frequently appeared as a TV financial news analyst was charged Wednesday with securities fraud for allegedly bilking clients out of millions of dollars, federal prosecutors said. Environmental, Social and Governance (ESG), HVAC (Heating, Ventilation and Air-Conditioning), Machine Tools, Metalworking and Metallurgy, Aboriginal, First Nations & Native American. Please note: We are unable to take cases with losses of less than $50,000. 4 . JAMES A MCDONALD JR Agent Address 1718 HARRIMAN LN, REDONDO BEACH, CA, 90278 Directors / Officers JAMES A MCDONALD JR, agent Registry Page https://bizfileonline.sos.ca.gov/sear. This material may not be published, broadcast, rewritten, or redistributed. Quotes displayed in real-time or delayed by at least 15 minutes. "These are incredibly uncertain times for the stock market and for investors," said James. Recent filings for HERCULES INVESTMENTS LLC 28 Jun 2019 SI-COMPLETE view 8 Jun 2019 REGISTRATION view The 10 Best and 10 Worst States in Which to Retire in 2021, Im an Advisor. Address of QUALITY servIce and relIable guarding, We are constantly workIng and developng to mprove our qualIty of servce. A frequent lecturer and conference speaker, he is a nationally-recognized expert on the topics of macroeconomics, event-driven investing, growth investing, portfolio construction, index investing, exchange-traded funds, digital currencies, and index . Get this delivered to your inbox, and more info about our products and services. Strategy Voice Associates, LLC Instead, the SEC alleges, McDonald misappropriated more than $1 million of the funds for personal expenses, including luxury vehicles and paying rent on his home, and misappropriated more than $2 million of the funds for Ponzi-like payments, payments to his Hercules' investment adviser clients and expenses associated with operating Hercules. The case status is Pending - Other Pending. Small businesses are suffering tremendously, and theyre always going to be the engine of growth for the economy. // Disclaimer. The Exchange James McDonald's advice to the next generation Hercules Investments CEO and CIO James McDonald offers his advice to the next generation of Black Americans. Unfortunately, according to the Justice Department and SEC, he didnt tell those new investors about all the money he lost on the election, nor precisely what he was going to do with it, as dropping $174K at a Porsche dealership and paying $110K to his landlord are not the same thing as launching a mutual fund. If you or your loved one experienced investment losses, we are here to help. Prior to ISA he was Director of Strategic Initiatives for the $12 billion AUM Compass BBVA Wealth Management Group where he led the design and execution of brokerage, trust, and insurance strategies serving high net worth and ultra-high net worth clients. The SEC further alleges that, from February 2021 to October 2021, McDonald raised $1.5 million through the sale of equity investments in Hercules's business. Mr. McDonald previously was CEO/CIO of Index Strategy Advisors Inc. (ISA) from 2010-2019. "There's a disconnect between Main Street and Wall Street, but we had to do it. With interest rates so low, what do you make of the TINA argument, which asserts there is no alternative to stocks? The Hercules Fund aims to generate positive returns during times of rising and falling stock markets. In a parallel action, the United States Attorney's Office for the Central District of California announced criminal charges against McDonald. The PE has risen by about 50% from a year ago. Its clock-striking-midnight dealmaking time at the Justice Department. los angeles, oct. 10, 2019 /prnewswire/ -- award-winning derivatives investment management executive james a. mcdonald, jr. today announced that he has launched hercules investments llc, a los angeles-based registered investment advisor.hercules applies quantitative research to design and actively manage portfolios for investors seeking maximum $0 BAHAMAS 386 (SG458) - Alexander Graham Bell (pb10456) Stamps Caribbean Bahamas (1973-Now) Today, his ambition is to own a NFL team. I think the phenomena is an anomaly like virtually every pocket of life were in right now. It means that sentiment and greed can move a market in the face of asking for fundamental justification in the short term. Unless you are aiming for simultaneous knocks on the door from the FBI, SEC and CFTC. Its not a doomsday picture, but markets are priced right now as if all economic engines are fully up and running. Are you suggesting that widespread economic weakness will eventually bubble up to drag down these indexes? (Jun 1986 - Sep 2016) 101 Royal Park Dr. Oakland Park, FL 33309. Its two and 20 (fee arrangement) ensures that our portfolio management is in alignment with the profit objectives of the client. "For nearly 100 years investment firms have sought to address the average investor's goals with simplistic and inefficient mutual funds, or expensive and highly inconsistent stock picking. Describe the ideal client profile. The complaint seeks permanent injunctions, disgorgement with prejudgment interest, and civil penalties against McDonald and Hercules. Of course, we know that theres tremendous risk, not just to our health, but to the sustainability of small businesses, to the credit and economic security of households and to the outlook for how we will move forward past the pandemic. Prominent in independent film, he has also worked in blockbuster films of varying genres, and has accrued a worldwide box office gross of over 1.9 billion USD.He has received various accolades, including a Golden Globe Award, and nominations for two Academy Awards and a BAFTA Award.. Born and raised in Canada, he rose to . No, Brent Kovars mother didnt have an artificial intelligence supercomputer in her basement, the SEC says. He argues the stimulus package will fail to rehabilitate the economy and thinks investors are too sanguine about the vaccines rollout, citing logistics and trust issues surrounding the vaccine. Thats why our ticker is NFLHX. Despite the challenges of Covid, equity markets have pushed to all-time highs on most indexes in a fashion that would suggest there is no risk in the market. McDonald will also be speaking at The Executives Club of Chicagos 2021 Annual Economic Outlook virtual event on January 14. I think we will retest the previous lows of last March before buying comes back in. The affidavit of service states that the summons and complaint were served on James McDonald by service to Beatriz Lima, "as person in charge of the place of business / authorized to accept service on behalf of Hercules Investments, LLC, a California limited liability company at 1718 18 Harriman Lane, #A, Redondo Beach, CA 90278." "In our view, index options are a far more efficient and low- cost way to implement growth strategies for client portfolios compared with using funds or individual stocks. Now, there are a handful of companies that have flourished in the Covid era, but its a handful of companies. How does it factor into your life? You've successfully subscribed to this newsletter! Whats your takeaway from GameStop, AMC, Blackberry, etc.? I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Hercules offers qualified clients market neutral portfolio management executed primarily through domestic index options. RIA Intel is part of the Euromoney Institutional Investor PLC group. But stimulating growth is impossible if the economy isnt open. Our strategies offer downside protection and even potential upside gains with protracted market downturns. The SEC filed a civil injunctive action against James Arthur McDonald, Jr. and Hercules Investments, LLC in relation to fraudulent securities offerings. It takes time to get back up, but we have had renewed waves of lockdowns in the fall and layoffs. The SECs complaint charges McDonald with violating the antifraud provisions of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. The SEC appreciates the assistance of the U.S. Attorney's Office, the Federal Bureau of Investigation, and the Internal Revenue Service-Criminal Investigation Division. Sign up for free newsletters and get more CNBC delivered to your inbox. Registered in England and Wales. McDonald also allegedly raised over $3.5 million for securities trades through the Index Strategy Advisors Fund and misappropriated half of the funds for personal expenses. 165 Broadway 23rd Floor New York City NY, 10006 *by appointment only. According to the complaint, McDonald also appears to have terminated his previous phone and email accounts and told one person that he planned to vanish.. I really enjoyed speaking with you and appreciate you taking the time. Powered and implemented by FactSet Digital Solutions. Vaccinating the public will not happen as quickly as most expect. We fight to level the playing field between large corporations and the public investor. The information provided in this website is offered for general information purposes only; it is not offered as and does not constitute legal advice in any way. This field is for validation purposes and should be left unchanged. Your email address will not be published. Charles Canter will lead the litigation. What the Fed did was to protect the economy from going into the abyss. We represent investors in claims against negligent brokers and brokerage firms. McDonald was CEO of Hercules Investments LLC of Los Angeles and Index Strategy Advisors Inc. of Redondo Beach, and frequently appeared as an analyst on the CNBC financial TV news network,. In a portfolio with a beta of one, one would enjoy virtually 100% downside protection with an allocation of 15% to the Hercules fund. The uncertainty around COVID-19 and risks of rising inflation were the impetus for launching the fund. Furthermore, index options provide compelling risk/return profiles with substantially less risk and volatility than their stock option counterparts.". This Book Changed My Life, Fifteen Must-Listen Business Podcasts for Advisors, Celebrity Estates: Jay Leno and Planning for Classic Car Collections. McDonald will discuss why investors should be prepared for a looming 2021 stock market crash, after an unprecedented stock market surge since the March 2020 Covid-19-driven stock market lows. And weve seen, recent examples of how the concentrated energy of small investors can make headlines. NE Atlanta, GA 30326 *by appointment only. Fri, Feb 12. In summary, NFLHX provides direct access to risk hedged growth adding a layer of insurance to a portfolio that has appreciated with the market. 2023 FOX News Network, LLC. The S&P 500 is trading at about 23 times projected forward earnings. Tax Advantages Are a Selling Point for Investment in CRE. 2023 FOX News Network, LLC. Hercules Investments was awarded the WealthManagement.com 2020 Alternative Asset Manager of the year. The SEC filed a civil injunctive action against James Arthur McDonald, Jr. and Hercules Investments, LLC in relation to fraudulent securities offerings.

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